Halie Smith

Compliance Specialist

With extensive experience spanning advisory, brokerage, private banking, lending, compliance, and supervision, Halie holds over two decades in the financial industry. Graduating from Bethel College with a BS in Business and earning an MBA from Wichita State University, Halie embarked on this professional journey in 2003.

Married with three children, she enjoys beach vacations and National Park adventures, passionately supporting her children in various activities. Professionally, Halie specializes in reviewing and supervising operations to safeguard the interests of clients, advisors, and firms, fortified by certifications including 63, 66, 7, 24, AIF, and other industry credentials.